The Knowledge Service - Experience South Africa’s compliance portal:
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Who are Compli-Serve and what do we offer?

  • Offers professional support and services to financial professionals thus enabling businesses to meet the increasing challenges of regulatory compliance risk in today's environment.
  • We focus on the needs and requirements of both large and small retail financial service companies .
  • Whatever the size of your business we offer efficient, cost effective services and solutions backed by experienced and professional staff.
  • Our wide range of services ranges from the coaching and support of in house compliance personnel through to a fully outsourced compliance service and many other related value added services.

 

 
 
 

 
 
 
 
 
 
 
 

 

 

BN 44 of 2008- FAIS Compliance Report-Category II Providers – Reporting Date 31st August 2008 – Report to be filed by 31st October 2008
Board Notice 45 of 2008- Category I Provider without a Compliance Officer – Reporting Date 31st December 2008 – report to be filed by 28th February 2009
BN 46 of 2008- FAIS Compliance Report-Category III Providers – Reporting Date 31st August 2008 – Report to be filed by 31st October 2008
Board Notice 47 of 2008- 2008 FAIS Compliance Report-Category I Provider with a Compliance Officer – Reporting Date 31st May 2008 – Report to be filed by 15th August 2008
6 May 2008: A NEWS SERVICE FOR ALL THOSE SERIOUS ABOUT FINANCIAL SERVICES COMPLIANCE-Experience the full power of the service for 14 days
Latest News
[Subscribers only]

29 August 2008: Latest edition of CompliNEWS (31/2008) from SA's financial services compliance portal  [29-Aug-2008]
29 August 2008: International: KYC- Watch for those Red Flags  [29-Aug-2008]
29 August 2008: Citigroup told to pay $18m-company ‘knowingly’ stole from customers  [29-Aug-2008]
29 August 2008: Hedge fund manager fined for defrauding clients; refrain from acting as an investment adviser for five years  [29-Aug-2008]
29 August 2008: Kiwis hit by UK credit card scam-as many as 60,000 exposed?  [29-Aug-2008]
More LATEST NEWS click here
The FAIS general Code of Conduct was amended in May 2008 to include some new enhanced disclosure provisions. When did you become aware of the changes? (incl. disclosures around replacements, new product specific disclosures)
I was aware of the changes prior to the Board Notice being published
The Knowledge Service informed me with guidance as soon as the BN was published
What changes? I had no idea there was a revised code of conduct
I have only just found out

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