 |
MLRO Training
|
To be confirmed. |
-
3 February 2012: MiFID II: A Regulator’s viewpoint- UK regulator speech
[3-Feb-2012]
-
3 February 2012: Level 2 RE will only roll out as soon as the level 1 deadline is met-FSB
[3-Feb-2012]
-
3 February 2012: Further notes on BN 193 of 2011
[3-Feb-2012]
-
3 February 2012: FSB to tackle credit life insurance- PPI sales practices have come under much scrutiny in the UK
[3-Feb-2012]
-
3 February 2012: Binder regulations; these were gazetted late in 2011 and have an effective date of 1/1/2012
[3-Feb-2012]
30 May 2011: A Compli-Serve SA Presentation- The 2011 FAIS Report
30 May 2011: FSB Presentation- New Developments Regarding Compliance Reports 2011
An edition of the CompliNEWS Newsletter-www.complinews.co.za
CompliNEWS Compliance portal- SA's premier compliance news service...
2011 Compliance Report- Category I Financial Services Provider
2011 Compliance Report- Category II Financial Services Providers
2011 Compliance Report- Category IIA Financial Services Providers