Compli-Serve SA Client Profile

Compli-Serve is a nationally represented independent provider of regulatory compliance services to the financial services sector. The company has its head offices in Cape Town and regional offices in Pretoria, Durban and Bloemfontein and to services clients in the major business nodes around the country. We draw on both local and international trends in developing compliance services designed to meet the best practice compliance needs of today’s financial services professionals who operate in an ever more regulated environment.

Compli-Serve currently works across a wide spectrum of the financial services sector including independent financial advisors, financial planning practices, long only asset managers, hedge fund managers, private equity funds, auditors, long and short term brokerages and direct marketers including call centres. Through our diversified local and offshore client base Compli–Serve has developed considerable skill and expertise with the implementation and monitoring of regulatory compliance.