More than 10 Years in Compliance

Compli-Serve Careers

Compliance Officer

The Compli-Serve Group is a leading compliance services provider that has built a solid track record in the local financial services industry. The company works with a wide variety of local and offshore financial services firms delivering risk and compliance services.

Due to the continuing growth in demand for our services we are looking to recruit an authorised Compliance Officer based in Cape Town.

The position would suit a motivated individual able to operate independently with the option to work from our Cape Town office.


  • Legal degree and/or equivalent professional risk management qualification desirable. Must hold a qualification on the list of FSB recognised compliance qualifications.
  • Have at least three years' experience in performing a compliance or risk management function, preferably in the category 1 and category 2 space.
  • Comply with the requirements as determined by the Registrar in respect of personal character qualities of honesty and integrity.
  • Experience of working within a regulatory environment.
  • Able to manage conflicting views with stakeholders and influence at all levels.
  • Well-developed communication skills with the ability to tailor style as appropriate.
  • Self-management and driven
  • Proven experience with team building, coaching and mentoring is desirable.
  • Able to multi-task and work under pressure delivering work accurately and to agreed timescales in line with the company’s performance management system.

To apply for this position please email an up to date CV and all queries to Operations Manager, Tanya Van Aswegen at

Applications close on 15 May 2017.

Only short-listed candidates will be contacted for an interview please note.