Compli-Serve SA is committed to recruiting quality people and developing their potential in order to expand their careers and to become participants in sustaining its competitive edge.
To achieve this, taking South Africa’s history into account, the Company commits itself to an equity programme to accelerate its culture of diversity.
The Company recognizes its responsibility to equalize opportunities for those people who are socially, economically and educationally disadvantaged. Accelerating opportunity for the disadvantaged does not mean that the career development of others will be ignored. Our people will continue to be recognised for their competencies on merit.
The equity programme will have short and medium-term goals and will be developed in consultation with staff. Its implementation will be handled with sensitivity, commitment and fairness.
Compli-Serve SA will endeavor to have people from historically disadvantaged groups adequately represented at all levels within the over the next five years. The definition of ‘adequate representation’ will be based on consultation, operational needs and best practice. The entire process will be reviewed on an ongoing basis and the Company reserves the right to amend all or any part of the equity strategy/employment policies and procedures, after appropriate consultation, where justifiable.
The equity process will be driven in line with the Company’s vision, mission and values – all of which recognise that it is a service company dependent for its success on the commitment and excellence of its people.
3 February 2012: MiFID II: A Regulator’s viewpoint- UK regulator speech
[3-Feb-2012]
3 February 2012: Level 2 RE will only roll out as soon as the level 1 deadline is met-FSB
[3-Feb-2012]
3 February 2012: Further notes on BN 193 of 2011
[3-Feb-2012]
3 February 2012: FSB to tackle credit life insurance- PPI sales practices have come under much scrutiny in the UK
[3-Feb-2012]
3 February 2012: Binder regulations; these were gazetted late in 2011 and have an effective date of 1/1/2012
[3-Feb-2012]

30 May 2011: A Compli-Serve SA Presentation- The 2011 FAIS Report
30 May 2011: FSB Presentation- New Developments Regarding Compliance Reports 2011
An edition of the CompliNEWS Newsletter-www.complinews.co.za
CompliNEWS Compliance portal- SA's premier compliance news service...
2011 Compliance Report- Category I Financial Services Provider
2011 Compliance Report- Category II Financial Services Providers
2011 Compliance Report- Category IIA Financial Services Providers