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Compli-Serve Mission, Vision & Values
Mission
To deliver best practice compliance services based on the needs of our clients who operate in an ever more regulated environment. This will be achieved through implementing effective business solutions, combining appropriate, services and skills.
Vision
To be a major provider of compliance services to the financial community of South Africa
Values
To maintain open and honest communication with clients, business partners, staff and shareholders.
To honour commitments and promises.
To have mutual trust and respect.
To deliver and receive fair value.
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3 February 2012: MiFID II: A Regulator’s viewpoint- UK regulator speech
[3-Feb-2012]
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3 February 2012: Level 2 RE will only roll out as soon as the level 1 deadline is met-FSB
[3-Feb-2012]
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3 February 2012: Further notes on BN 193 of 2011
[3-Feb-2012]
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3 February 2012: FSB to tackle credit life insurance- PPI sales practices have come under much scrutiny in the UK
[3-Feb-2012]
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3 February 2012: Binder regulations; these were gazetted late in 2011 and have an effective date of 1/1/2012
[3-Feb-2012]
30 May 2011: A Compli-Serve SA Presentation- The 2011 FAIS Report
30 May 2011: FSB Presentation- New Developments Regarding Compliance Reports 2011
An edition of the CompliNEWS Newsletter-www.complinews.co.za
CompliNEWS Compliance portal- SA's premier compliance news service...
2011 Compliance Report- Category I Financial Services Provider
2011 Compliance Report- Category II Financial Services Providers
2011 Compliance Report- Category IIA Financial Services Providers