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The Compli-Serve Team
 Richard RattueManaging Director / Compliance Officer |
 Jan Hendrik ScholtzDirector / Compliance Officer |
 Catherine CooperDirector / Compliance Officer |
 James GeorgeSenior Compliance Officer / Knowledge Service Editor |
 Tanya Van AswegenOperations Manager, Administration Head |
 Dr Des LeattSkills Specialist / Compliance Officer |
 Gerry GrisposCompliance Officer |
 Riana GroblerCompliance Officer |
 Elzabe BothaCompliance Officer |
 Liza HeitbrinkCompliance Officer |
| Frits Rossouw Compliance Officer |
 Jamie RowlandAssistant Compliance Officer |
 Carmen AlexanderSenior Administrator |
 Lesley ErasmusAdministrator |
 Cindy MeyerAccounts Clerk |
 Chantelney WabanieReceptionist |
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3 February 2012: MiFID II: A Regulator’s viewpoint- UK regulator speech
[3-Feb-2012]
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3 February 2012: Level 2 RE will only roll out as soon as the level 1 deadline is met-FSB
[3-Feb-2012]
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3 February 2012: Further notes on BN 193 of 2011
[3-Feb-2012]
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3 February 2012: FSB to tackle credit life insurance- PPI sales practices have come under much scrutiny in the UK
[3-Feb-2012]
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3 February 2012: Binder regulations; these were gazetted late in 2011 and have an effective date of 1/1/2012
[3-Feb-2012]
30 May 2011: A Compli-Serve SA Presentation- The 2011 FAIS Report
30 May 2011: FSB Presentation- New Developments Regarding Compliance Reports 2011
An edition of the CompliNEWS Newsletter-www.complinews.co.za
CompliNEWS Compliance portal- SA's premier compliance news service...
2011 Compliance Report- Category I Financial Services Provider
2011 Compliance Report- Category II Financial Services Providers
2011 Compliance Report- Category IIA Financial Services Providers