Compli-Serve SA (Pty) Ltd is an independent specialist provider of regulatory compliance services and solutions to the retail financial sector.
Compli–Serve (SA) (Pty) Ltd is a nationally represented independent provider of regulatory compliance management services and solutions to the financial services sector. We draw on international experience in developing services tailored for the domestic market. Our services are designed to meet the best practice compliance needs of today’s financial services professionals who operate in an ever more regulated environment.
We are authorised by the Financial Services Board “FSB” and currently work with various stakeholders in the financial services sector including independent financial advisors, call centres, auditors, international banks and investment /asset managers.
We recognize the need for the business to contain the costs of compliance whilst meeting the increasing challenges of regulatory compliance. We strive to keep our services focused without compromising the delivery our clients have come to expect.
The requirements of best practice compliance are perceived by many to increase the burden on already overloaded shoulders. Whilst it is true extra work will be required by all concerned we believe a pro active compliance culture can help smooth the process.
Whatever the size of your business we offer a range of efficient, cost effective services and solutions backed by a national network of experienced and professional staff.
For further information about the services offered by Compli-Serve please contact us on 0861 273 783/ CSERVE or email info@compliserve.co.za or browse on the web at www.compliserve.co.za
We look forward to hearing from you
Richard Rattue
Managing Director
3 February 2012: MiFID II: A Regulator’s viewpoint- UK regulator speech
[3-Feb-2012]
3 February 2012: Level 2 RE will only roll out as soon as the level 1 deadline is met-FSB
[3-Feb-2012]
3 February 2012: Further notes on BN 193 of 2011
[3-Feb-2012]
3 February 2012: FSB to tackle credit life insurance- PPI sales practices have come under much scrutiny in the UK
[3-Feb-2012]
3 February 2012: Binder regulations; these were gazetted late in 2011 and have an effective date of 1/1/2012
[3-Feb-2012]

30 May 2011: A Compli-Serve SA Presentation- The 2011 FAIS Report
30 May 2011: FSB Presentation- New Developments Regarding Compliance Reports 2011
An edition of the CompliNEWS Newsletter-www.complinews.co.za
CompliNEWS Compliance portal- SA's premier compliance news service...
2011 Compliance Report- Category I Financial Services Provider
2011 Compliance Report- Category II Financial Services Providers
2011 Compliance Report- Category IIA Financial Services Providers