Events

COMPLI-SERVE SA

PRESENTS A

   Regulatory Workshop for Financial Services Providers

     MANAGING CONFLICTS OF INTEREST IN YOUR  BUSINESS   

      WHAT COMPLIANCE CONTROLS DO YOU NEED TO HAVE ?

PROGRAMME AND SPEAKERS

                               Richard Rattue MD Compli-Serve

                                FSB Delegate – Diketso Mashigo

Durban

The Blue Waters Hotel

Beach Front, Durban

Tues 28^th Sept 

 08.30 for 09.00 till 12.00am

Johannesburg

Investec Bank Ltd

100 Grayston Drive, Sandown

Wed 29^th Sept

 08.30 for 09.00 till 12.00am

Cape Town

Old Mutual Main Reception @ The Auditorium - Jan Smuts Drive, Business School, Pinelands

Thurs 30^th Sept

 08.30 for 9.00 till 12.00am

WHO SHOULD ATTEND?

1. KEY INDIVIDUALS AND AUTHORISED PERSONS

2. FINANCIAL ADVISORS UNDERTAKING THEIR OWN FAIS COMPLIANCE

3. INTERNAL / EXTERNAL FAIS COMPLIANCE OFFICERS

4. CONSULTANTS

COSTS: Fees for each workshop are R750 per delegate and R320 per subsequent delegate from the same Financial Services Provider. ALL PRICES QUOTED EXCLUDE VAT.

Compli-Serve clients are able to send one delegate free of charge.
Normal fees will apply to any subsequent delegates.

Download booking form to make a reservation here

NOTE: Electronic payments must reflect the name of the company as a beneficiary reference. For full booking terms and conditions please go to our website http://www.compliserve.co.za/