Compli-Serve SA

“There are risks and costs to a programme of action. But they are far less than the long-range risks and costs of comfortable inaction.”

Source: John F. Kennedy (1917 – 1963)

Compli-Poll

In the UK and now Australia financial advisers are to be banned from receiving commission on products they sell to clients by the end of 2012- [advisers] will not be able to accept commission in return for recommending specific products. Do you believe it is only a matter of time before SA advisers are faced with the same rules, and do you agree with them?

		Yes definitely and I agree
		Yes, but I don't agree
		No, and i dont agree with them
		No, it won't come to SA but I do agree with the UK regulator's stance
	View Results

Compli-Tip
Commitment to compliance must be from the top down... Building compliance into business culture is very important. Senior management needs to set the tone and a positive example for all employees to instill the importance of maintaining compliance. Source: Compli-Serve SA

Welcome to Compli-Serve South Africa

Who are Compli-Serve and what do we offer?

Offers professional support and services to financial professionals, thus enabling businesses to meet the increasing challenge of regulatory compliance risk in today's environment.
We focus on the needs and requirements of both large and small retail financial service companies.
Whatever the size of your business we offer efficient, cost effective services and solutions, backed by experienced and professional staff.
Our wide range of services range from the coaching and support of in-house compliance personnel through to a fully outsourced compliance service and many other related value-added services.