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Compli-Serve clients are now able to access the mock regulatory examination questions
[23-May-2011]
We are sure you are by now all aware of the requirements with respect to the Regulatory Examinations.
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Fit4FAIS releases mock RE exam questions. Test your readiness levels
[23-May-2011]
Fit4FAIS is pleased to announce the launch of online “mock” multiple choice exam questions, to assist Key Individuals and Representatives in assessing their levels of knowledge prior to writing the RE exams. Users can choose to do any number of 270 available questions (approximately 170 questions for Key Individuals and 100 for Representatives) in their own time. Users are also able to access their test history, which will show them the correct answers to the questions that they answered. more >> |
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Compli-Serve launches CompliNEWS (formerly the Knowledge Service),SA's premier compliance news and information subscription service; free trial available
[23-May-2011]
CompliNEWS is currently live via www.complinews.co.za (Free trial available).
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Compli-Serve appoints additional Compliance Officers in the Cape
[4-Feb-2011]
We are pleased to advise that Compli-Serve has retained the services of two additional Compliance Officers. Riana Grobler and Gerry Grispos joined our team on 01 February 2011. more >> |
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Compli-Serve SA releases its proprietary online FICA awareness training system to outsource clients
[24-Mar-2010]
Releases its proprietary online FICA awareness training system after some six months spent in development and testing! more >> |
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16 March 2010: Compli-Serve SA has launched an exciting, redesigned web site...
[16-Mar-2010]
an enhanced client user experience and a simpler, uncluttered look. Navigation throughout the site has also been improved to afford the user an enhanced experience... more >> |
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16 March 2010: Fit4FAIS- Equip yourselves for the regulatory exams...
[16-Mar-2010]
FULL course dates for 2010 have now been made available... more >> |
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Compli-Serve introduces FICA Online Awareness Training & Testing for outsourced clients
[22-Feb-2010]
Section 43(1) of FICA stipulates that Financial Services Providers should provide training to employees involved in transactions to which FICA applies to enable them to comply with the provisions of FICA and the internal rules applicable to them... more >> |
3 February 2012: MiFID II: A Regulator’s viewpoint- UK regulator speech
[3-Feb-2012]
3 February 2012: Level 2 RE will only roll out as soon as the level 1 deadline is met-FSB
[3-Feb-2012]
3 February 2012: Further notes on BN 193 of 2011
[3-Feb-2012]
3 February 2012: FSB to tackle credit life insurance- PPI sales practices have come under much scrutiny in the UK
[3-Feb-2012]
3 February 2012: Binder regulations; these were gazetted late in 2011 and have an effective date of 1/1/2012
[3-Feb-2012]

30 May 2011: A Compli-Serve SA Presentation- The 2011 FAIS Report
30 May 2011: FSB Presentation- New Developments Regarding Compliance Reports 2011
An edition of the CompliNEWS Newsletter-www.complinews.co.za
CompliNEWS Compliance portal- SA's premier compliance news service...
2011 Compliance Report- Category I Financial Services Provider
2011 Compliance Report- Category II Financial Services Providers
2011 Compliance Report- Category IIA Financial Services Providers