30 July 2010: Interesting whitepaper from the UK- Annual ARROW survey-is it now time to be afraid of the FSA? (Remember our FSB also use the ARROW framework in terms of supervision) [30-Jul-2010]
30 July 2010: quickNEWS- latest international compliance news at a glance-30 July 2010 [30-Jul-2010]
30 July 2010: The Companies Amendment Bill, 2010- to Rectify the Companies Act [30-Jul-2010]
30 July 2010: New bill attempts to unite knots in flawed company legislation;runs to some 102 pages, seeks to amend no less than 110 of the 225 sections of the act, with many of the sections being amended in several different respects [30-Jul-2010]
30 July 2010: Madoff trustee sues family entities [30-Jul-2010]
More Compliance News
7 June 2010: Latest CompliNEWS newsletter (18/2010) News on compliance report and other main compliance news for the week (Trial the Knowledge Service for 14 days)
3 June 2010: Compli-Serve Seminar presentation- the 2010 Compliance Report
1 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category I: Authorised financial services providers with a compliance officer, BN 77
1 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category II, IIa and forex authorised financial services providers, BN 78
2 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category I: Authorised financial services providers without a compliance officer, BN 76
2 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category III: Authorised financial services providers,BN 81
2 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category II and forex authorised financial services providers,BN 80
2 June 2010: Financial Advisory and Intermediary Services Act: Determination of Compliance report for authorised foreign financial services providers, BN 84
2 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category IV: Authorised financial services providers,BN 83
20 February 2010: Fit4FAIS-Training for the 1st Level FAIS Regulatory Exams; www.fit4fais.co.za
20 February 2010: THE KNOWLEDGE SERVICE-SA’s only dedicated compliance news and information portal serving the whole SA Financial Services Industry