Compli-Serve Security through Knowledge

Top 20 recently added resources

  3 February 2012: MiFID II: A Regulator’s viewpoint- UK regulator speech
  3 February 2012: Level 2 RE will only roll out as soon as the level 1 deadline is met-FSB
  3 February 2012: Further notes on BN 193 of 2011
  3 February 2012: FSB to tackle credit life insurance- PPI sales practices have come under much scrutiny in the UK
  3 February 2012: Binder regulations; these were gazetted late in 2011 and have an effective date of 1/1/2012
  3 February 2012: Reminder-compliance report deadline for FSPs who do not need a compliance officer is 28 February 2012
  3 February 2012: Compliance Risk Management Plans (CRMPs) available for purchase through the Compliance Institute of South Africa
  3 February 2012: Registration has opened for The Insurance Conference 2012
  3 February 2012: The National Credit Regulator (NCR) strikes debt counsellor off its register
  3 February 2012: KPMG survey shows BEE is on the right track; positive trend regarding compliance
  3 February 2012: RE’s in Afrikaans- Moonstone
  3 February 2012: Delayed again! Announcement re RE3 for Cat II and IIA Key Individuals
  3 February 2012: UPDATE- GUIDANCE NOTE: INTERMEDIARY SERVICES AND REPRESENTATIVES
  3 February 2012: Brits still prefer pets to loved ones- pet insurance
  2 February 2012: ASISA members adopt Code for Responsible Investing on Feb 1: Sanlam comment
  2 February 2012: PENSION FUNDS ACT, 1956: REGULATION 28 OF THE REGULATIONS- MADE UNDER SECTION 36 OF THE ACT: CONDITIONS FOR INVESTMENT IN PRIVATE EQUITY FUNDS
  2 February 2012: Could Regulation 28 drive retirement fund consolidation
  2 February 2012: FSB Appeal Board Decisions- Action Plan Management PTY LTD / M Maduray
  2 February 2012: WA GRAY, Quantum Leap Forex PTY LTD / IGB Scott
  2 February 2012: FSB Appeal Board Decisions- JC Van der Merwe & Van der Merwe Maakelaars BK /D Ludewig