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Consulting Services
Compli-Serve SA offers the retail financial services sector a professional consultancy service in the area of regulatory compliance. Our expert assessment and input can assist you in meeting and complying with various regulatory and related best practice regulations.
The company has the in house expertise to provide both the business analysis as required to enable you to implement and achieve cost effective pro-active compliance.
Typical consultancy projects could include the following:
- Analysis of current business structure.
- Risk Analysis of current structure.
- Construction of policy and procedure documents.
- Construction of appropriate monitoring regimes.
- Setting-up of reporting procedures.
- Mock inspection visits.
- Advice on the implementation of procedures relating to anti-money laundering.
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3 September 2010: CompliNEWS- SA's compliance newsletter (31/2010)
[3-Sep-2010]
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3 September 2010: Draft amendments with regard to Binder Agreements- Long Term Insurance Act
[3-Sep-2010]
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3 September 2010: Draft amendments with regard to Binder Agreements- Short Term Insurance Act
[3-Sep-2010]
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3 September 2010: Overhauled Companies Act ‘might affect BEE deals’
[3-Sep-2010]
NAVIGATE your regulatory path today...The Compli-Serve Knowledge Service Compliance Portal
19 August 2010: Recent example of a Knowledge service newsletter sent to subscribers
20 February 2010: Fit4FAIS-Training for the 1st Level FAIS Regulatory Exams; www.fit4fais.co.za