Licence Assist Service

All Financial Services regulatory license applications

Description

After a sharp increase in requests for FAIS License Applications Compli-Serve SA has launched a general License Assist Program.

Applicants can sit with Compli-Serve personnel for a consultation and go through their license application.

• License Applications Undertaken
• Financial Services Provider – FAIS
• Register as Investment Manager (Discretionary Financial Services Provider )
• Register Collective Investment Scheme ( domestic and foreign)

Deliverables

• Assess license submission criteria
  
• Complete application form
  
• Submit to the Financial Services Board
  
• Provide ongoing feedback until license approved
  

Please Note

Compli-Serve offers no guarantee as to whether an application will be ultimately successful or not.

Charges are based on the nature and complexity of the license application. In most cases, Compli-Serve will give a fixed quotation to the client.

Service is subject to terms and conditions to be signed by applicant.