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Latest Compliance News

More Compliance News

Contact Us 0861 273 783 (CSERVE)

Top Downloads

PDF document  7 June 2010: Latest CompliNEWS newsletter (18/2010) News on compliance report and other main compliance news for the week (Trial the Knowledge Service for 14 days)

PPT document  3 June 2010: Compli-Serve Seminar presentation- the 2010 Compliance Report

PDF document  1 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category I: Authorised financial services providers with a compliance officer, BN 77

PDF document  1 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category II, IIa and forex authorised financial services providers, BN 78

PDF document  2 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category I: Authorised financial services providers without a compliance officer, BN 76

PDF document  2 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category III: Authorised financial services providers,BN 81

PDF document  2 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category II and forex authorised financial services providers,BN 80

PDF document  2 June 2010: Financial Advisory and Intermediary Services Act: Determination of Compliance report for authorised foreign financial services providers, BN 84

PDF document  2 June 2010: Financial Advisory and Intermediary Services Act: Determination of compliance report for category IV: Authorised financial services providers,BN 83

PDF document  20 February 2010: Fit4FAIS-Training for the 1st Level FAIS Regulatory Exams; www.fit4fais.co.za

DOC document  20 February 2010: THE KNOWLEDGE SERVICE-SA’s only dedicated compliance news and information portal serving the whole SA Financial Services Industry