WELCOME TO COMPLI-SERVE
Who are Compli-Serve and what do we offer?
We offer professional support and services to financial professionals, thus enabling businesses to meet the increasing challenge of regulatory compliance risk in today’s environment.
We focus on the needs and requirements of both large and small retail financial service companies.
Whatever the size of your business we offer efficient, cost effective services and solutions, backed by experienced and professional staff.
Our wide range of services range from the coaching and support of in-house compliance personnel through to a fully outsourced compliance service and many other related value-added services.
COMPLI-SERVE EVENTS
Compli- Serve holds various events and workshops throughout the year in Cape Town, Gauteng and Durban. All our events are designed to carry FSCA-approved CPD hours that registered financial professionals are required to obtain in terms of the FAIS Fit and Proper Regulations.
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NEW! Class of Business training
We are pleased to advise that Compli-Serve has now concluded a strategic partnership with Milpark Education for the purposes of supplying Class of Business training, which is now a requirement for a new entrant into the industry, as a result of changed regulations by BN194 earlier in the year.
We can confirm that the Milpark offering covers all nine classes and the related subclasses (see attached fact sheet) , and can be accessed via online means or classroom on request, should sufficient numbers be achieved. We have negotiated a 5% discount on the ruling market price for Compli-Serve clients which equates to a fee of R237.50 per business class, which is a very competitive price in the marketplace.
For those clients that have individuals that need to undertake Class of Business training, we would ask that you complete the attached application form and email it to cob@milpark.co.za directly and copy your compliance officer. Please make sure that you specify that you are a client of Compli-Serve in order to obtain the discounted rate as above.
CompliNews
- FCA confirms increase in Financial Ombudsman service award limit
- DTI, World Bank join forces on investment reforms
- Head of FSCA investigations gets tough
- Black ownership falls as empowerment deals mature and FSTC writes to FSPs requesting sign-off that businesses have been verified
- Status update on demarcation regulations and development of low-cost benefit package
- UK regulator introduces final rules on directory of key individuals
- 44 employers targeted for alleged EE breaches
- FAIS Ombud case summary involving Davin Govender and Pieter de Wet t/a Model Insurance Company
- UK's FCA fines The Carphone Warehouse over £29m (R559m) for insurance mis-selling
- Contractual certainty vs good faith and fairness