WELCOME TO COMPLI-SERVE
Who are Compli-Serve and what do we offer?
We offer professional support and services to financial professionals, thus enabling businesses to meet the increasing challenge of regulatory compliance risk in today’s environment.
We focus on the needs and requirements of both large and small retail financial service companies.
Whatever the size of your business we offer efficient, cost effective services and solutions, backed by experienced and professional staff.
Our wide range of services range from the coaching and support of in-house compliance personnel through to a fully outsourced compliance service and many other related value-added services.
CompliNews
- Financial Services Tribunal – Summary of determination involving Charles Malherbe Brokers and AC Wilken, L Wilken and FAIS Ombud (Adviser not liable for Sharemax investors’ loss)on 12th May 2022 at 8:41 am
- There is far too much groupthink in ESG investing – FTon 12th May 2022 at 8:41 am
- FSCA probes possible Ayo share price manipulationon 12th May 2022 at 8:41 am
- Global study ranks SA sixth for cybercrime, UK ranked number 1; countering cyberthreatson 12th May 2022 at 8:41 am
- The impact of Russia sanctions could last decades; other newson 12th May 2022 at 8:41 am