The Financial Sector Conduct Authority (FSCA) has its ‘five-year plan’ in the form of a 2021-2025 Regulatory Strategy that rounds-up some unsurprising plans, but still useful insight into what the [...]
Third-party risk is on the rise. TransUnion South Africa is one recent example, falling victim to a criminal cyber hacking group, potentially exposing personal details on millions of South Africans. [...]
As is an annual tradition, I have some financial services' compliance considerations to keep in mind for the year ahead. Being 2022, I will focus on just two main themes [...]
Compli-Serve SA is pleased to note the recent Financial Services Conduct Authority (FSCA) approval of JSE Private Placements - a subsidiary of JSE Group. JSE Private Placements (JPP), has obtained [...]
For business leaders around the world, the pandemic has certainly brought its trials and hard lessons but there have also been positive trends that have emerged. Here are 3 lessons [...]
The race to integrate technology (tech) into a business can result in casualties if not handled in the right way. Business owners may wonder as to the correct ratio of [...]
Finding people that you work well with is no easy feat but beyond finding a good fit, are they correctly qualified for the position? Fit and Proper requirements add a [...]
Compliance is a process and a result, not just a department. Here are some key tips to help you achieve this result. Providing proper advice stems from true understanding When [...]
This year marks 15 years since Compli-Serve KZN started. As we acknowledge this milestone, it’s great to look back on how it all began, and how far we have come. [...]
We are pleased to announced we have launched our AML Information Service from 1 September 2021. This is a comprehensive information-only service that helps our clients to manage risks, carry [...]
