Are all your reps Fit and Proper?
Catherine Riley2021-10-19T16:20:26+02:00Finding people that you work well with is no easy feat but beyond finding a good fit, are they correctly qualified for the position? Fit and Proper requirements add a [...]
Compliance is the be all – and end all- of success in the insurance industry
Catherine Riley2021-09-30T15:53:36+02:00Compliance is a process and a result, not just a department. Here are some key tips to help you achieve this result. Providing proper advice stems from true understanding When [...]
Compli-Serve KZN celebrates milestone
Catherine Riley2021-09-29T14:46:40+02:00This year marks 15 years since Compli-Serve KZN started. As we acknowledge this milestone, it’s great to look back on how it all began, and how far we have come. [...]
Compli-Serve launches unique Anti-Money Laundering (AML) Information Service
Catherine Riley2021-09-29T14:42:20+02:00We are pleased to announced we have launched our AML Information Service from 1 September 2021. This is a comprehensive information-only service that helps our clients to manage risks, carry [...]
Tales of cybercrime prove why vigilance is key
Catherine Riley2021-08-18T13:14:57+02:00Imagine that some of your hard-earned savings were intended to purchase a car to enjoy in your retirement. You shopped around for months, consulted friends and family for advice, got [...]
Compli-Serve welcomes two new members to the team
Catherine Riley2021-08-18T12:50:06+02:00We are pleased to announce the appointments of Amanda Lubisi and Tracey-Lee Adonis to our Accounts and Administrative departments. Amanda joins Compli-Serve Gauteng as a Compliance Officer Support Administrator. She [...]
The future of Fintech in financial services
Catherine Riley2021-06-25T17:20:13+02:00Where is Fintech going? The future of Fintech in financial services will mean the landscape of the industry will look very different. The impact will be significant in years to [...]
Ten tips to POPIA compliance
Catherine Riley2021-05-18T07:51:53+02:00The time for Protection of Personal Information Act (POPIA) compliance is edging closer (30 June 2021). Here are ten tips to POPIA compliance to be ready, no matter what. 1 [...]
Choosing crypto-assets you can trust
Catherine Riley2021-04-06T12:50:54+02:00There is much to reflect on regarding the recent Mirror Trading International (MTI) scam, which managed to attract serious Bitcoin investments, but then magically disappeared through what appears to be [...]
Why crypto-asset regulation counts
Catherine Riley2021-04-06T12:46:49+02:00The growing interest in crypto-assets is difficult to ignore or to consider as just a passing theme. Much like any new financial product, the regulator has considered the need for [...]