Navigating compliance requires some out of the box thinking given so many of us are still working from home. Some of the compliance officers (COs) at Compli-Serve SA have shared [...]
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So far Catherine Riley has created 23 blog entries.
As the coronavirus continues to progress and vaccines are a still a long way off, working from home is likely to continue for many professionals. In the compliance arena, some [...]
The rise in cybercrime ranging from a data breach to identity theft, makes each of us vulnerable daily, as cyber criminals constantly seek to outsmart protective measures in place. This [...]
It’s always interesting to discover how others feel. The 2020 Thomson Reuters’ Cost of Compliance survey, launched in mid-May 2020, shares the views of compliance officers (COs) and boardroom members [...]
If Covid-19 has taught us anything, it’s that we need to be prepared, even for the unthinkable. As technology further shapes financial services (some may say how it currently stands [...]
Digital tools have made it easier than ever to create, edit, and publish information to the world. It has, however, also made it easier to spread misinformation. We unknowingly circulate [...]
As with each new year, there are a new set of compliance tips to see you through the year ahead. Being 2020 inspires me to focus on 20/20 vision, considering [...]
As robo-advice becomes increasingly popular with clients wanting cheaper and more accessible ways to pursue financial planning, instead of fearing the evolution of financial services as we know it, financial [...]
Shaking up data collection and analysis as we’ve not yet seen in financial services, ‘Suptech’ is not just another buzzword. This term refers to Supervisory Technology and more specifically, artificial [...]