The rise in cybercrime ranging from a data breach to identity theft, makes each of us vulnerable daily, as cyber criminals constantly seek to outsmart protective measures in place. This [...]
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So far Catherine Riley has created 20 blog entries.
It’s always interesting to discover how others feel. The 2020 Thomson Reuters’ Cost of Compliance survey, launched in mid-May 2020, shares the views of compliance officers (COs) and boardroom members [...]
If Covid-19 has taught us anything, it’s that we need to be prepared, even for the unthinkable. As technology further shapes financial services (some may say how it currently stands [...]
Digital tools have made it easier than ever to create, edit, and publish information to the world. It has, however, also made it easier to spread misinformation. We unknowingly circulate [...]
As with each new year, there are a new set of compliance tips to see you through the year ahead. Being 2020 inspires me to focus on 20/20 vision, considering [...]
As robo-advice becomes increasingly popular with clients wanting cheaper and more accessible ways to pursue financial planning, instead of fearing the evolution of financial services as we know it, financial [...]
Shaking up data collection and analysis as we’ve not yet seen in financial services, ‘Suptech’ is not just another buzzword. This term refers to Supervisory Technology and more specifically, artificial [...]
Not just a nice to have, the principles of Treating Customers Fairly (TCF) require FSPs to make fundamental changes to how their businesses operate, while proving they are adhering to [...]
Anti-money laundering is a hot topic with the Financial Services Conduct Authority (FSCA) and the Financial Intelligence Centre (FIC) currently on an inspection drive to visit as many FSPs as [...]
Compliance is an analytical and admin-intensive field. Financial services compliance is even more niche, and attention to detail is key in navigating the rules of the regulator. Managing the operations [...]