While much is going on in the industry, no one in financial services is a stranger to the Retail Distribution Review (RDR). The answers to some questions remain unclear, with [...]
Technology continues to grow globally, extending ever deeper into financial services. Of course, along with increased technology, comes increased cyber risk. Businesses, however, may not realise the complexity of the [...]
I recall when in my second year at high school in Zimbabwe, when slide rules and log books were the norm, I received my first calculator – a Casio with [...]
Regulating cryptocurrencies is the next logical step as the asset class gains popularity and consumer protections become necessary. I recall some years ago in the UK seeing people tap their [...]
As some will know, I typically issue some compliance “tips” annually and after due deliberation, I once again lay these out below. As with the previous years, they are in [...]
Compli-Serve undertook a strategic service review during the course of 2015 to both ensure alignment with current regulations and to look ahead at the changing regulatory landscape.