Compli-Serve SA offers the retail financial services sector a professional consultancy service in the area of regulatory compliance. Our expert assessment and input can assist you in meeting and complying with various regulatory and related best practice regulations.
The company has the in house expertise to provide both the business analysis as required to enable you to implement and achieve cost effective pro-active compliance.
Typical consultancy projects could include the following:
- Analysis of current business structure.
- Risk Analysis of current structure.
- Construction of policy and procedure documents.
- Construction of appropriate monitoring regimes.
- Setting-up of reporting procedures.
- Mock inspection visits.
- Advice on the implementation of procedures relating to anti-money laundering.